岗位描述
The Operations positions in the Equities Department are divided into the following functional areas for campus recruitment.If you are interested in any of these areas, you are welcome to apply. 股票业务部运营岗会分为以下工作职责的方向进行校园招聘。如您对其中任一方向感兴趣,均可进行投递。 Risk Management. 一、风险管理 Responsible for identifying, measuring, monitoring, reporting, and analyzing the risk profiles and risk control indicators of various business lines within the department, including but not limited to the following responsibilities. 负责识别、计量、监控、报告、分析部门各类业务风险情况和风控指标,具体包括但不限于以下职责。 1.Identify and measure risks, collaborate with trading, product, and sales teams to control market and credit risks across various businesses. 识别、计量风险,与交易、产品、销售团队合作,管控部门各类业务市场和信用等风险。 2.Design and develop risk management tools and reports, and conduct quantitative analysis of risk exposures for all business lines. 设计、制作风险管理工具和报告,对部门各类业务的风险敞口进行量化分析。 3.Conduct client due diligence and underlying research, and assist in analyzing and assessing risks related to innovative businesses and client transactions. 开展客户尽调、标的研究,协助分析、评估创新类业务以及客户交易等相关风险。 4.Assist in the formulation and optimization of risk control frameworks, risk limits, and risk control processes for various businesses. 协助部门各类业务风控框架、风险限额、风控流程制定、优化工作。 Compliance Management. 二、合规管理 Responsible for compliance management related to equities business, including but not limited to the following. 负责股票业务合规管理相关工作,具体包括但不限于以下职责。 1.Participate in drafting regulatory reports and data submissions, and handle other regulatory coordination matters. 参与部门相关监管报告起草、数据报送工作,以及其他监管配合事项。 2.Interpret new regulatory rules, provide compliance consultations and trainings, and offer compliance support for business operations. 解读监管新规、开展合规咨询与合规培训,为业务开展提供合规支持。 3.Conduct compliance inspections and self-assessments, identify various compliance risks, and promptly supervise corrective actions. 开展合规检查、合规自查,识别各类合规风险,并及时督促整改。 4.Participate in compliance reviews and compliance justification for daily and new business activities. 参与部门日常业务及新业务相关合规审核、合规论证工作。 Internal Control Management. 三、内控管理 Responsible for providing internal control management support and operational support to department management and business personnel, including but not limited to the following. 负责为部门管理层和业务人员提供内控管理支持和运营支持,具体包括但不限于以下职责。 1.Assist in strengthening departmental policy development, and participate in the management, formulation, revision, and consultation of policy documents. 协助加强部门制度建设,参与制度文件的管理、制订、修订、征询等相关工作。 2.Assist in the management of departmental processes and mechanisms, and participate in the review and optimization of key links and critical processes. 协助开展部门流程机制管理,参与重点环节、关键流程的梳理和优化工作。 3.Assist in coordinating internal and external audits, and provide efficient and accurate responses to audit requests. 协助完成内外部审计协同,高效、准确反馈审计需求。 4.Assist in cooperating with various internal and external self-inspection projects related to internal control. 协助配合内外部开展的各类内控相关自查项目。 5.Assist in implementing business continuity requirements, and organize and cooperate with company emergency drill matters. 协助落实业务连续性相关工作要求,组织配合公司应急演练事项等工作。 Capital Management. 四、资金管理 Responsible for departmental balance sheet management and liquidity risk control, and provide daily management and business support to management and business personnel, including but not limited to the following: 负责部门资产负债表管理和流动性风险管控,为部门管理层和业务人员提供日常管理和业务支持,具体包括但不限于以下职责: 1.Participate in the management and control of departmental asset-liability resources, including quota management, business planning, and resource allocation, and support management reporting related to risk management regulatory indicators. 参与部门资产负债资源管控,包括额度管理、业务规划和资源分配,支持风险管理监管指标相关的管理报表等。 2.Assist in departmental liquidity risk management, including tracking and measuring liquidity risk indicators, and assist in daily monitoring, early warnings, risk analysis reports, and stress testing. 协助部门流动性风险管理,包括跟踪计量流动性风险指标,协助完成日常监测、预警、风险分析报告、压力测试等。 3.Support departmental treasury management, including the analysis and management of cash positions, liquidity reserves, funding structures, and investment portfolios, as well as optimization of funding cost pricing. 支持部门资金统筹管理,包括资金头寸、流动性储备、融资结构和投资组合的分析与管理,资金成本定价优化等。 4.Assist in analyzing and evaluating business risk-return profiles, and implement the company's capital regulatory and assessment requirements. 协助分析和评估业务风险收益,落实公司资本金监管和考核要求。 5.Track market trends, industry peer activities, and conduct research and analysis on new businesses and products to support business decision-making. 跟踪市场行业和同业动态以及新业务、新产品的研究分析,为业务决策提供支持。 Digitalization - Data Analysis. 五、数字化-数据分析 Responsible for providing data services related to daily management and business operations to department management and business personnel, including but not limited to the following. 负责为部门管理层和业务人员提供日常管理和业务相关的数据服务,具体但不限于以下职责。 1.Responsible for core business data model design, indicator maintenance, data monitoring, and resolution of related technical issues. 负责核心业务数据模型